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WOULD YOU HIRE THIS MAN? John Tabacco Wall Street Career Criminal, Opportunist, and Glutton for Fame ______________________________________________________________________ Over twenty years of professional misconduct and failed attempts at fame. “Maybe I used some sales techniques that I shouldn’t have to convince the guy to buy 25,000 shares of a speculative security” –John Tobacco to Financial Industry Regulatory Authority (FINR A) The investigators concluded, “We find that Respondant Tabacco’
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  WOULD YOU HIRE THIS MAN?John TabaccoWall Street Career Criminal, Opportunist, and Glutton for Fame ______________________________________________________________________ Over twenty years of professional misconduct and failed attempts at fame.“Maybe I used some sales techniques that I shouldn’t have to convince the guy to buy25,000 shares of aspeculative security” –John Tobacco to Financial Industry Regulatory Authority (FINRA)The investigators concluded, “We find that Respondant Tabacco’s actions in this matter were completelyoutrageous and that his contradictory statements were utterly disgraceful.”RESULT: BANNED FROM THE SECURITIES INDUSTRY BY FINRA: THE INDUSTRY’S OWN REGULATORYAUTHORITY.EXPERIENCE:1997First Hanover SecuritiesSanctioned for misconduct and BARRED FROM SECURITIES INDUSTRYFined 50k, and ordered to pay 20k in restitution.2005“ My Coolest Years” National Television Debut on VH1!2009Failed bid for City Council. ACKNOWLEDGED TO THE NEW YORK POST THAT HE HAD RECEIVEDTHE ENDORSEMENT OF THE INDEPENDENCE PARTY AFTER MAKING A $10K LOAN TO THE PARTYCHAIRMAN’S WIFE.2009“ Street Cents” online show launches.Featured Guests include the effervescent Victoria Gotti!2010Failed bid for U.S. Representative. BOARD OF ELECTIONS RULED AGAINST TABACCO AFTERALLEGATIONS THAT HE SUBMITTED “ SHEETS OF NAMES ALL SIGNED BY THE SAME PERSON” WHENTRYING TO GET ON THE BALLOT.2011“ Family Business” local radio talk show: CANCELED AFTER TWO WEEKSFeatured Guests include the potty-mouthed “ Mob Wives” Drita D’avanzo and Renee Graziano, who cursed onthe airwaves.CURRENTLY THE CEO OF:LocateStock, whose own website says it will help you, “ optimize hedging strategies by getting locates onhard to borrow securities,” and “ enables retail traders engage in short selling” .One last thing: I thought this man was banned from securities?!? He says he doesn’t need a license to bethe CEO of this company.  “ Given his history of attention seeking and securities misconduct, is this [anti-OWS] movement evenlegitimate?” –Diana Britton of Financial Blog Yield of DreamsThank you Justin Elliot of Salon.com for the excellent reportingWOULD YOU HIRE THIS MAN?Thomas BelesisAKAAnastasios “ Tommy” BelesisRegulation Violator and General Douchebag ______________________________________________________________________ Would you hire someone with this many complaints against him?FINANCIAL INDUSTRY REGULATORY AUTHORITYCOMPLAINTS:www.finra.org/brokercheckChurningSuitabilityCommon Law FraudBreach of ContractBreach of Fiduciary DutyNegligenceExcessive TradingMisrepresentationUnsuitabilityOver-ConcentrationExcessive CommissionsFinancial Damages Awarded in these cases total more than 1.5 Million DollarsFormer Employer: Lew LieberbaumWhile Tommy Belesis worked for this company, a “ federal suit was brought againstitby the Equal Employment Opportunity Commission in which various female employeestestified to having been subjected to a degrading work environment. The “ daily torrentand virtual hailstorm of sexual harassment” on the trading floor has been documentedin a 50-page complaint and gobsmacked media reports. …strippers were allegedly aregular fixture on the trading floor and one dancer was asked to remove her labia ringso male employees could petition female employees to sniff it. Brokers were allegedlyassigned to mop up the whipped cream and bodily fluids from an exec’s midday frolicwith his secretary. A female employee said that refusing a male superior’s sexualdemands was grounds for termination; men regularly wiped food covered hands onwomen’s breasts; a junior partner was said to have sometimes picked his nose and thenrammed it into female brokers’ sandwiches. The complaint resulted in a 1.75 milliondollar settlement – and sparked related cases. (dealbreaker.com)IF THIS WERE HAPPENING IN YOUR OFFICE, WOULDN’T YOU NOTICE?2005: FIRED from S.W. Bach for misrepresenting his identity to a customer.  Current Company:John Thomas FinancialBE SURE to check out John Thomas Financial’s history with InterOil and Amber READY!

EM 6400

Apr 28, 2018

English

Apr 28, 2018
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